FINMA — Swiss Financial Market Supervisory Authority
Laupenstrasse 27
3003 Bern, Switzerland
Legal & Compliance
Company & regulatory information
Catey GmbH is a licensed asset manager regulated under Swiss law. This page provides our full regulatory disclosures as required under FIDLEG and FINIG.
Company Registration
Catey GmbH
Legal nameCatey GmbH
Company numberCHE-114.863.315
Registered addressRennweg 48, 8001 Zürich, Switzerland
RegisterCommercial Register, Canton of Zürich
Chairman of the BoardJack Aksan
Legal formGmbH (Limited Liability Company) under Swiss law
Contact
Send us an email
LicenceLicensed asset manager pursuant to Art. 5 Para. 1 FINIG (Financial Institutions Act). Licence granted by FINMA — the Swiss Financial Market Supervisory Authority.
Supervision & Oversight
Regulatory bodies
Catey GmbH is subject to supervision by FINMA and by an approved supervisory organisation. Clients may direct complaints or mediation requests to the bodies below.
OSFINcontrol AG
General-Guisan-Strasse 6
6300 Zug, Switzerland
Tel. +41 41 767 36 00
Complaints regarding Catey GmbH may be directed to OSFINcontrol AG.
FINOS — Finanzombudsstelle Schweiz
Talstrasse 20, 8001 Zürich
Tel. +41 44 552 08 00
Available to clients for mediation proceedings pursuant to Art. 74 ff. FIDLEG.
Services
Licensed services
Catey GmbH provides the following financial services, each tailored to the client's financial situation, risk capacity, and investment objectives.
Discretionary asset management
Catey manages client assets held at a custodian bank on a discretionary basis, in accordance with a written asset management agreement and the client's defined investment strategy.
Compliance-based portfolio management
For executives subject to insider trading restrictions, Catey builds and monitors pre-approved investment portfolios, reporting directly to the client's compliance department.
Stock option & deferred compensation advice
Advisory and management services covering the full lifecycle of stock option plans — from grant through vesting, exercise, and investment of proceeds.
Independence
Catey operates independently of banks and financial product providers. No exclusive arrangements exist. Catey does not receive any retrocessions or kickbacks from any financial institution.
Downloads
Regulatory documents
The following documents are provided in accordance with Catey's disclosure obligations under FIDLEG. The most current version of each document is always available here.