Legal & Compliance

Company & regulatory information

Catey Inc. is a registered investment advisor under Colorado law. This page provides our full regulatory disclosures as required under U.S. securities law.

Company Registration

Catey Inc.

Legal nameCatey Inc.
Registration number20211547457
Legal formCompany with limited liability, registered under Colorado law, United States of America
Registered office4186 S. Wolff Street
Denver, CO 80236
United States of America
Regulatory bodyColorado Division of Securities
IARD number316011

Registered Persons

Principal investment advisors

The following individuals are registered as principal investment advisors with the Colorado Division of Securities.

Daniel Rex Misken

CRD# 2814679

Jack T. Aksan

CRD# 2539281

Supervision & Oversight

Regulatory body

Licensing authority

Colorado Division of Securities

1700 Lincoln Street, Suite 2350
Denver, CO 80203
United States of America

Registration type

State-Registered Investment Advisor

Catey Inc. is registered as an investment advisor with the Colorado Division of Securities under IARD# 316011. Clients may verify registration through the IARD public disclosure system.

Downloads

Regulatory documents

The following documents are provided in accordance with Catey Inc.'s disclosure obligations. The most current version is always available here.